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Makes available the latest paragraphs for you to consider including in your CQS CPMS Policy.

text for CQS CPMS Policy:

CQS Policy: Practical Risk Controls - UKF/BSA Handbook Checks

Change Date : 28/09/2023    |    Word Count: 426    |    Deployment Measure : 8/10
8/10
Rationale: In accordance with 6.4b practices must have a policy for dealing with Lenders which must contain a procedure to ensure that Part 2 of the UK Finance Handbook is checked by a fee earner to ascertain the lender’s standard requirements, as well as those specific to a transaction, and for verifying that all of those requirements have been satisfied, prior to exchange and recording on the file that the check has been carried out.

Lenders regularly change their instructions. Fee earners must check and verify the lender’s Part 2 of the UKFLH or BSAH Specific Requirements in every case involving a lender as it is necessary to protect lender clients. Please note that


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