Text for CQS CPMS Policy
CQS Policy: Self Reporting (Update)
Purchase this policy: Sanctions Policy
- Change date
- 10/12/2025
- Word count
- 210
- Deployment measure
- 8/10
Rationale
Broadened to include obligations to self-report any breaches or misuse of the General Licence, or failure to use the updated UK Sanctions List.
The compliance officers of the firm are cognisant of the obligation to self-report breaches of the sanctions regime to the SRA and have taken into account the latest guidance in
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