Text for CQS CPMS Policy
CQS Policy: Supervision Accountability and Competence Assessment
Purchase this policy: Learning and Development Policy
- Change date
- 13/07/2026
- Word count
- 124
- Deployment measure
- 8/10
Rationale
Supervisors, namely compliance officers,carry absolute liability for all staff actions, meaning delegation policies must now mandate strict competence checks. This draft wording addresses the operational liability.
The firm adopts a strict competency-based and risk-focused approach to the delegation and supervision of legal tasks. In alignment with SRA guidance on effective supervision, the firm recognises that supervisors
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