Text for CQS CPMS Policy
CQS Policy: Enhanced due diligence: High risk matters and clients (update)
Purchase this policy: Anti-Money Laundering Policy
- Change date
- 24/06/2025
- Word count
- 373
- Deployment measure
- 9/10
Rationale
Updated and important revisions to this section of the policy. The SRA has indicated that in respect to some outcome higher risk factors applicable to firms, it would be beneficial to include these within the firm’s FWRA.
We must carry out ‘enhanced due diligence’ in any situation where the transaction is either complex or unusually large. The law includes the following risk indicators: - We are dealing
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