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Makes available the latest paragraphs for you to consider including in your CQS CPMS Policy.
text for CQS CPMS Policy:
CQS Policy: Enhanced due diligence: High risk matters and clients (update)
Change Date : 24/06/2025 | Word Count: 373 | Deployment Measure : 9/10
Rationale:
Updated and important revisions to this section of the policy. The SRA has indicated that in respect to some outcome higher risk factors applicable to firms, it would be beneficial to include these within the firm’s FWRA.
We must carry out ‘enhanced due diligence’ in any situation where the transaction is either complex or unusually large. The law includes the following risk indicators: - We are dealing
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