Text for CQS CPMS Policy
CQS Policy: Risk Roles and Responsibilities
Purchase this policy: Risk Management Policy
- Change date
- 26/04/2023
- Word count
- 556
- Deployment measure
- 7/10
Rationale
Section 5.1 states that firms must have a risk management policy that defines the risk management roles and responsibilities within the firm. This is an example clause that firms may wish to use as a starting point.
1.1 Overview
Accountability is fundamental to the success of a risk management strategy. The person with overall responsibility for the Risk Management Policy for CQS purposes is the SRO but there is significant overlap with the COLP who together are
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