Text for CQS CPMS Policy
CQS Policy: Client Notification on Structural Change
Purchase this policy: Business Continuity Plan
- Change date
- 11/05/2026
- Word count
- 70
- Deployment measure
- 7/10
Rationale
Ensure operational continuity and client protection by formalising immediate written notification protocols during practice transitions. Maintaining a central register of all active redemptions and registrations prevents critical post-completion tasks from being overlooked during firm mergers or closures.
In the event of a firm merger, closure, or cessation of practice, all clients with "live" or "post-completion" matters must be notified in writing within 5 working days of the
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