Text for CQS CPMS Policy
CQS Policy: Self-Reporting (update)
Purchase this policy: Sanctions Policy
- Change date
- Word count
- 154
- Deployment measure
- 7/10
Rationale
Updated wording in light of the updated guidance by the SRA on 1st May 2025. Note that red flags should now include self-reporting responsibilities and the need to screen staff during onboarding.
The compliance officers of the firm are cognisant of the obligation to self-report breaches of the sanctions regime to the SRA and have taken into account the latest guidance in
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