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text for Terms & Conditions:

T's & C's: The "Dual Regulation" Disclosure

Change Date : 10/03/2026    |    Word Count: 60    |    Deployment Measure : 8/10
8/10
Rationale: Since firms now effectively answer to two bodies (the SRA for conduct and the FCA for AML), your confidentiality clause needs a "carve-out" for FCA inspections.
As a regulated firm, our files and AML processes are subject to inspection by the Solicitors Regulation Authority and the Financial Conduct Authority (as the …

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