Text for CQS CPMS Policy
CQS Policy: Undertakings (Update)
Purchase this policy: Risk Management Policy
- Change date
- 19/06/2024
- Word count
- 474
- Deployment measure
- 9/10
Rationale
An update to the Risk Management Policy in light of SRA enforcement action in this area. In particular the wording references paragraph 1.3 of the SRA Code of Conduct and Principle 2 of the SRA Principles
When it comes to providing undertakings, you must: 1. Ensure that an undertaking is given only by an authorised person within the firm or other member of staff with authority.
…
To view the full text: