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Text for CQS CPMS Policy

CQS Policy: Undertakings (Update)

Purchase this policy: Risk Management Policy

Change date
19/06/2024
Word count
474
Deployment measure
9/10
Rationale

An update to the Risk Management Policy in light of SRA enforcement action in this area. In particular the wording references paragraph 1.3 of the SRA Code of Conduct and Principle 2 of the SRA Principles

When it comes to providing undertakings, you must: 1. Ensure that an undertaking is given only by an authorised person within the firm or other member of staff with authority. …

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