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Makes available the latest paragraphs for you to consider including in your CQS CPMS Policy.
text for CQS CPMS Policy:
CQS Policy: Overview - Update
Change Date : 24/04/2024 | Word Count: 119 | Deployment Measure : 8/10
Rationale:
Additional clarification, particularly addressing the implications of failure to comply with statutory obligations. The new wording focuses on the regulatory implications both to the firm but also to individuals where breaches occur.
All employees, managers and partners must familiarise themselves and comply with this policy and related procedures. Failure to do so may result in disciplinary action by the SRA's AML investigation
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